Compliance & Regulations


What it is

The Sarbanes–Oxley Act (also known as the ‘Public Company Accounting Reform and Investor Protection Act’ and ‘Corporate and Auditing Accountability and Responsibility Act’) applies to all U.S. public companies (large and small), public accounting firms and firms providing auditing services. SOX compliance contains:

  • Disclosure controls – requiring that the company’s principal officers certify and approve the integrity of their company financial reports quarterly.
  • Assessment of internal controls – requiring management and external auditors to report on internal controls.

Both must be developed, implemented and reviewed periodically.

Free Guide

Sarbanes-Oxley Compliance
for Cloud Applications

Moving financial data to the cloud? With the growth of companies storing financial and other business critical information in the cloud, specifically the public cloud, IT and security are inextricably linked into the overall financial reporting process in these systems.

Read our quick guide to learn:
  • Key list of core IT and security controls to consider in your cloud security program
  • Best practices around data protection, access management, and incident response
  • How the CloudLock Security Fabric supports your SOX compliance in the cloud
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CloudLock Can Help

To comply with SOX, management must have a clear understanding of who owns and who is authorized to access financial documents.

CloudLock’s cloud security solution helps organizations achieve SOX compliance by:

  • Reporting on access controls and assessing data exfiltration risk.
  • Auditing and reporting all changes in access permissions to regulated data stored in public cloud applications.
  • Supporting access controls to limit user rights based on a need-to-know basis.
  • Identifying users with excessive rights to protect financial data from unauthorized activities.

We’re a publicly traded company with over 1,000 employees using Google Apps. We have to follow the same SOX compliance requirements for our documents in Google Drive (Docs) as we do with traditional on-premise file servers.

Cliff Dixon, Vice President of IT at Quality Distribution Read full case study

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